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Mock Exams: Find Deficiencies Before the SEC Does

Publisher: ACA Insight
October 13, 2015

In July, Eliza Fromberg was quoted in an article, “Mock Exams: Find Deficiencies Before the SEC Does,” in ACA Insight. Fromberg discusses best practices for conducting mock SEC examinations, and advises firms to be sure to fix problems before real examiners discover compliance issues.


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