Eliza Fromberg was quoted in the article, "Personal Messaging Channels Pose Compliance Cybersecurity Risks," published by FundFire. The article discusses asset management firms facing heightened risks associated with employees using non-compliant communication channels for work, which can lead to regulatory consequences.
Recently, the Securities and Exchange Commissions (SEC) has warned that the new remote-work regime, spurred by the COVID-19 pandemic, could pose new operational and technological challenges. Fromberg explains that though it is difficult to always stay one step ahead of changing communication methods, firms are becoming increasingly skilled at using technology to monitor various channels.
"Technology has advanced, and firms can use vendors that capture text messages," Fromberg says. "As long as the technology exists, and the firm can capture the communication and retain them to be produced in SEC exams, it's certainly in the firm's best interest to allow the investment advisory employees to communicate with clients."
Day Pitney's co-chair of Data Privacy, Protection and Litigation William Roberts was featured in the InformationWeek article, "Tracking Pixels Continue to Cause Data Privacy Issues in Healthcare."
Day Pitney Press Release
Day Pitney's annual Palm Beach Family Office Forum was featured in The Florida Bar News article, "Day Pitney Hosts 2023 Palm Beach Family Office Forum."
Day Pitney Healthcare Attorneys Shannon K. Cohall and Susan R. Huntington authored the article, "New Warning for Providers: U.S. Department of Health and Human Services Issue New Guidance on Data Risks Associated with Websites and Portals," for The Journal of Federal Agency Action.
Day Pitney Press Release
Day Pitney is sponsoring the ITechLaw 2023 World Technology Law Conference being held in Toronto at the Ritz-Carlton on May 24-26.
Day Pitney's William Roberts, co-chair of the firm's Data Privacy, Protection and Litigation practice, was interviewed in Acclaim Magazine article, "A Personal Approach to Cybersecurity and Privacy."
Hartford Associate Stephanie Gomes-Ganhão attended the International Association of Privacy Professionals (IAPP) Global Privacy Summit's general conference in Washington, DC.
Day Pitney Data Privacy, Protection and Litigation group co-chair William Roberts was featured in InformationWeek article, “Iowa to Enact New Data Privacy Law: The Outlook on State and Federal Legislation.”