Feds on the enforcement-education circuit as they signal tougher stance on money managers

Publisher: The Stamford Advocate

November 6, 2015

Stanley A. Twardy was quoted in an article, “Feds on the enforcement-education circuit as they signal tougher stance on money managers,” in The Stamford Advocate. The Department of Justice, the Securities and Exchange Commission and the Federal Reserve Bank of New York are being more aggressive in holding individuals accountable for misconduct. Twardy stated that this reflects the fact that there are now more complex types of financial instruments and ways to package them.

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