Rod Rodriguez of the New York office spoke at the CBA Business Section meeting on May 8, 2012, in New Haven. Rod discussed techniques and vehicles for providing incentive compensation to key employees in the context of a limited liability company in a variety of common scenarios, including issues that arise for compensation at various points during the life-cycle of the enterprise and of an executive's tenure with the company. The slides from the presentation are available for download below.
Jeffrey Mueller will be a speaker on the topic of "Legal Ethics for In-House Counsel," during the Annual Ethics CLE at IBM presented by the Westchester, New York/Southern Connecticut Chapter of the Association of Corporate Counsel.
Jed Davis will be a featured panelist in a CLE program titled, "Implementing the New DFS Cybersecurity Regulation," (click on title to register), sponsored by the Data Law Initiative at Cardozo Law School.
Rachel Gonzalez, Mary Rogers and Patrick McCarthy wrote an article "NLRB Eases Organizing of Temporary Workers" for CBIA’s H&R Safety Newsletter on the impact of the recent decision of the National Labor Relations Board (NLRB).
On June 7, R. Scott Beach spoke on a panel at a breakfast held by Private Asset Management at The Lambs Club in New York. The panel discussed planning a successful succession in private wealth management firms. Some of the topics they discussed included when a private wealth manager should start considering the succession options available to them; why the issue is often overlooked, and creating a culture to change this; options for private wealth managers such as in-house mentoring, selling a business, or passing it over to a new generation; the pitfalls and potential risks associated with merging or selling to another firm; and who to entrust with your book of business, and retaining client trust throughout the process.
On April 28, Steven Cash will be speaking at the Seventh National Institute on Internal Corporate Investigations and Forum for In-House Counsel. Cash will be speaking on a panel about Congressional Investigations. The panel focuses on how Congress conducts its investigations, including the scope of its subpoena power and the procedures for congressional hearings.
Day Pitney Press Release
Steven Cash was quoted in a pair of articles, "Trump-Mueller tensions escalate," published in The Hill; and "Jeff Sessions' appointment of special prosecutor bites Trump," published in The Washington Times.
Eliza Fromberg was quoted in an article, "Equity Crowdfunding Tops $10M Since SEC Rules Took Effect," in Law360.
Eliza Fromberg was quoted in an article, "SEC Boosts Intrastate Crowdfunding, But Hurdles Remain," in Law360. In the article, Fromberg discusses the U.S. Securities and Exchange Commission’s adoption of amendments to the intrastate offering exemption.
Eliza Fromberg was quoted in an article, "CCO or CCO/ General Counsel: Make the Choice That Fits Your Firm's Needs," in ACA Insight. In the article, Fromberg discusses the pros and cons of different legal and compliance department structuring and reporting arrangements.