The regulatory landscape in the financial industry is constantly evolving. Day Pitney lawyers have the knowledge and experience to help financial institutions navigate through the complex maze of regulatory initiatives as they develop. We bring financial institution clients extensive experience not only with the state and federal legal and regulatory frameworks within which they operate, but also with the applicable regulatory bodies and agencies.
Day Pitney lawyers represent financial institutions in a wide array of matters including federal and state regulatory advice, merger and acquisition transactional services, capital raising, securities law reporting, institutional finance and commercial lending, consumer compliance, counseling on litigation matters, and creditors’ rights. Our financial services clients include commercial banks and thrift institutions, holding companies, trust companies, credit unions, mortgage companies and mortgage servicers, automobile lenders, and credit card companies. Our firm also has teams dedicated to national and international broker-dealers, investment advisers and hedge funds. In addition, the firm regularly represents state and local governments, underwriters, borrowers, and corporate trustees in financing transactions.