Private Equity: What the SEC Plans to Target

Publisher: ACA Insight

October 12, 2015

In June, Eliza Fromberg was quoted in an article, “Private Equity: What the SEC Plans to Target,” in ACA Insight. Fromberg says she expects more enforcement activity now that the SEC has completed its presence exams, and noted that the SEC has hired individuals with private fund experience to provide in-house expertise and has formed a Private Funds Unit exam division.

Day Pitney Counsel Steven Cash will serve as featured panelist for the webinar "Decisional Advantage and Intelligence."

July 27, 2020

Steven Cash Speaks on Virtual Spy Chat with Chris Costa

On April 16, Steven Cash will participate in a virtual Spy Chat with Chris Costa, Executive Director of the Spy Museum.

April 10, 2020

When Addressing Cybersecurity and Data Breach, Don't Forget eDiscovery

July 22, 2016

Clifford Nichols wrote an article, "When Addressing Cybersecurity and Data Breach, Don't Forget eDiscovery," for New Jersey Law Journal. The article is about how companies should consider eDiscovery and litigation response issues when making policy or infrastructure changes to address cybersecurity and data breach risks.

FinCEN's Proposed AML Rule: Implications for Investment Advisers to Private Funds

On March 16, Eliza Fromberg and Bob Appleton will lead presentations in a webinar held by The National Society of Compliance Professionals. The presentation called, "FinCEN’s Proposed AML Rule: Implications for Investment Advisers to Private Funds," will address some thorny and cutting edge issues raised by the proposed rule that would require SEC-registered investment advisers to establish AML programs, report suspicious activity to FinCEN, and comply with certain other provisions applicable to financial institutions under the Bank Secrecy Act.

March 16, 2016

The National Society of Compliance Professionals webinar

Red Flags 2015: Broker-Dealer and Investment Adviser Hot Topics

November 5, 2015

New York, NY

Top Aide in Review of Russia Inquiry Resigns From Justice Dept.

September 15, 2020

Stan Twardy was quoted in the New York Times article, "Top Aid in Review of Russia Inquiry Resigns From Justice Dept."

In virus battle one nursing home got it right

June 2, 2020

Judge Christopher Droney was mentioned in Hartford Courant op-ed "In virus battle, one nursing home got it right," authored by Kevin Rennie.

Christopher F. Droney, Retired Senior U.S. Court of Appeals Judge for the Second Circuit, Returns to Day Pitney

January 2, 2020

Day Pitney Press Release

Day Pitney Promotes Five New Partners

January 2, 2020

Day Pitney Press Release

Content Requirements in Angola Cost Halliburton More Than $29 Million in SEC Disgorgement and Penalties

August 2, 2017

Adam Grant was quoted in an article, "Content Requirements in Angola Cost Halliburton More Than $29 Million in SEC Disgorgement and Penalties," published in The Anti-Corruption Report.