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VCExperts Publishes Day Pitney Article on SEC's Crackdown on Investment Adviser Compliance Deficiencies

Publisher: VCExperts
February 3, 2012
Day Pitney Author(s) R. Scott Beach Henry Nelson Massey

VCExperts published a client alert by Scott Beach, Hank Massey, Jonathan Morris, Jane Broderick and Sam Jennings that warns of an SEC crackdown on firms with compliance deficiencies under the Investment Advisers Act of 1940, as amended. The article highlights three cases, in particular, that point to the penalties one may face if they disregard SEC compliance.

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"Drafting Lasting Business Contracts," New Jersey Institute and New Jersey State Bar Association

On March 16, Day Pitney Partner David M. Waizer will serve on the panel, "Drafting Lasting Business Contracts: Simple, Powerful Strategies That Stand the Test of Time," presented by the New Jersey Institute and the New Jersey State Bar Association.

March 16, 2021
IRS Issues Final Carried Interest Regulations
January 22, 2021

Day Pitney Advisory

New Beneficial Ownership Reporting Obligation Approved
January 13, 2021

Day Pitney Alert

LIBOR Termination May Be Postponed to 2023
December 1, 2020

Day Pitney Alert

New Jersey Economic Development Authority Promulgates New Programs to Assist Businesses Impacted by COVID-19 Outbreak
March 31, 2020

Day Pitney Alert

Leading Data Privacy and Cybersecurity Attorney William J. Roberts Joins Day Pitney's Hartford Office
February 28, 2022

Day Pitney Press Release

Day Pitney Named "Law Firm of the Year" for Trusts & Estates Law by U.S. News – Best Lawyers for Second Year in a Row
November 4, 2021

Day Pitney Press Release

Day Pitney Sponsors 17th Annual Women of Innovation in Connecticut
May 10, 2021

Day Pitney Press Release

How Day Pitney Attys Guided Client's New Property Fund Deal
April 23, 2021

Partners Peter Bilfield and Eliza Fromberg were interviewed by Law360 Pulse for the feature article, "How Day Pitney Attys Guided Client's New Property Fund Deal."

Day Pitney Represents Investment Management Firm in Forming "Deal by Deal" Single Asset Real Estate Fund
April 21, 2021

Day Pitney Press Release
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