Day Pitney remains committed to providing quality legal counsel, while protecting our clients and employees, and transforming our communities into more just, equal and equitable spaces. For more information, please visit our COVID-19 Resource Center | Racial Justice and Equity Task Force.
Our attorneys enjoy and continue to earn a long-standing reputation as go-to attorneys for significant financial institution regulatory and transactional issues. We bring financial institution clients extensive experience, not only with the federal and state legal and regulatory frameworks within which they operate, but also with the applicable regulatory bodies and agencies. Our Financial Services Regulatory practice covers the range of transactional, regulatory and compliance issues that financial institutions confront on a daily basis. Clients include commercial banks, thrift institutions, trust companies, credit unions, holding companies, mortgage companies, mortgage servicers, automobile lenders and credit card companies.
Some of the many areas in which we provide advice to financial institutions include merger and acquisition transactional services; capital-raising; securities law reporting; regulatory advice; enforcement proceedings before state and federal regulatory agencies; holding company and affiliate issues; corporate governance, including compliance with Sarbanes-Oxley; and e-commerce and Internet issues.