Mock Exams: Find Deficiencies Before the SEC Does
In July, Eliza Fromberg was quoted in an article, “Mock Exams: Find Deficiencies Before the SEC Does,” in ACA Insight. Fromberg discusses best practices for conducting mock SEC examinations, and advises firms to be sure to fix problems before real examiners discover compliance issues.
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Day Pitney Press Release
Day Pitney Litigation Partner Mark Salah Morgan's re-election to the firm's Executive Board and appointment to vice-chair of the Litigation department was featured in NJBiz.
Day Pitney Press Release
Day Pitney Attorney Stanley Twardy's selection as the recipient of the 2023 Richard Law Award by the judges of the District of Connecticut was featured in the Fairfield County Business Journal article, "Stamford Lawyer Receives Prestigious Award for Service to the Federal Court."
Day Pitney Attorney Stanley Twardy's selection as the recipient of the 2023 Richard Law Award by the judges of the District of Connecticut was featured in Law360 Pulse article, "Conn. Federal Court Shines Light On Day Pitney Atty's Service."
Day Pitney Attorney Stanley Twardy's selection as the recipient of the 2023 Richard Law Award by the judges of the District of Connecticut was featured in the Connecticut Law Tribune article, "Connecticut Movers: Award for Twardy."
Day Pitney Press Release
White Collar attorneys John Vukelj, Sarah Krissoff and Gregory R. Bruno authored an article for the New York Law Journal titled, "Stock Trading Plan Rule Amendments Augur Changes to Securities Fraud Litigation."
Day Pitney Alert
New York partner Eliza Sporn Fromberg was featured in a Law360 article discussing the potential impact of the SEC's first enforcement action on crowdfunding portals.