Corporate and Business Law Attorneys Publish Article on Broker-Dealer Registration in Investment News
Hank Massey, Greg Kahn and Sam Jennings authored a May 12 article, "SEC focusing on B-D registration issues for private-fund managers," for Investment News, addressing concerns arising from the Securities and Exchange Commission's recent focus on broker-dealer registration for private fund managers. The article notes that in determining whether a private fund manager should register as a broker dealer, the main issues to focus on are: how investors are solicited and retained and by whom; and how employees are compensated for that work.
The full article can be found here.
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Day Pitney Press Release
Day Pitney Press Release
Day Pitney Press Release
Day Pitney Partners Stephen Catanzaro, Laurence Smith, and Elizabeth Yoo were featured in New Jersey Law Journal's 2024 New Partners Yearbook, which highlights partners, including lateral partners, made or hired at New Jersey firms.
Day Pitney Partners Sebastian M. Lombardi and Evan C. Reese, III, have been named to the 2024 Lawdragon 500 Leading Energy Lawyers list.
The arrival of New Jersey Corporate Partner Elizabeth Yoo was featured in the New Jersey Law Journal's On the Move and After Hours column.
The news of Elizabeth Yoo joining Day Pitney as a partner in the firm's Corporate practice was featured in Thomson Reuters' The Daily Docket Industry Moves column. Yoo is based in New Jersey.
Day Pitney New Jersey Partner Elizabeth Yoo’s arrival was featured in the Diverse Lawyers Network newsletter. Yoo is a Corporate Partner.
The arrival of New Jersey-based Corporate Partner Elizabeth Yoo was featured in the Law360 Pulse article "Day Pitney Picks Up Another Chiesa Shahinian Corporate Pro."