Day Pitney remains committed to providing quality legal counsel, while protecting our clients and employees, and transforming our communities into more just, equal and equitable spaces. For more information, please visit our COVID-19 Resource Center | Racial Justice and Equity Task Force.


Publications Events

Warren Whitaker Discusses Family Office Rule in Financier Worldwide

Publisher: Financier Worldwide
February 1, 2012
Day Pitney Author(s) G. Warren Whitaker

Warren Whitaker and Jonathan Morris co-authored an article, "The family office rule and foreign adviser exemption," in the February issue of Financier Worldwide. They outline the ramifications of changes to family office and foreign adviser registration rules stemming from the adoption of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Warren and Jonathan note that family offices may now only serve members of a single family, and that foreign advisers must count clients who do not pay for services as part of their U.S. clientele.