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Warren Whitaker Discusses Family Office Rule in Financier Worldwide

Publisher: Financier Worldwide
February 1, 2012
Day Pitney Author(s) G. Warren Whitaker

Warren Whitaker and Jonathan Morris co-authored an article, "The family office rule and foreign adviser exemption," in the February issue of Financier Worldwide. They outline the ramifications of changes to family office and foreign adviser registration rules stemming from the adoption of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Warren and Jonathan note that family offices may now only serve members of a single family, and that foreign advisers must count clients who do not pay for services as part of their U.S. clientele.

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