Insights
Day Pitney remains committed to providing quality legal counsel, while protecting our clients and employees, and transforming our communities into more just, equal and equitable spaces. For more information, please visit our COVID-19 Resource Center | Racial Justice and Equity Task Force.
Hank Massey, Michael Burwick and Eliza Sporn Fromberg will be participating in a free half-day seminar on critical issues affecting broker-dealers, registered investment advisers and wealth managers, sponsored by Breard & Associates, Inc. (certified public accountants). The seminar will be held October 24 from 9 a.m. to 12 p.m. at the Grand Hyatt Hotel in New York City, and will also be available via webcast. In addition to Day Pitney, panelists will include experienced professionals from Breard and Regulatory Maven (compliance specialists). Also featured will be a former CEO who has worked with capital markets in successfully launching three startups in the financial services industry, as well as an insurance broker specializing in cyber and fiduciary liability.
Topics will include:
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This website may use cookies, pixel tags and other passive tracking technologies, including Google Analytics, to improve functionality and performance. For more information, see our Privacy Policy. By using our website, you are consenting to our use of these tracking technologies. You can alter the configuration of your browser to refuse to accept cookies, but if you do so, it is possible that some areas of web sites that use cookies will not function properly when you view them. To learn more about how to delete and manage cookies, refer to the support instructions for each browser (e.g., see AllAboutCookies.org). You may locate Google Analytics' currently available opt-outs for the web here.