Insights
Day Pitney remains committed to providing quality legal counsel, while protecting our clients and employees, and transforming our communities into more just, equal and equitable spaces. For more information, please visit our COVID-19 Resource Center | Racial Justice and Equity Task Force.
Hank Massey, Michael Burwick and Eliza Sporn Fromberg will be participating in a free half-day seminar on critical issues affecting broker-dealers, registered investment advisers and wealth managers, sponsored by Breard & Associates, Inc. (certified public accountants). The seminar will be held October 24 from 9 a.m. to 12 p.m. at the Grand Hyatt Hotel in New York City, and will also be available via webcast. In addition to Day Pitney, panelists will include experienced professionals from Breard and Regulatory Maven (compliance specialists). Also featured will be a former CEO who has worked with capital markets in successfully launching three startups in the financial services industry, as well as an insurance broker specializing in cyber and fiduciary liability.
Topics will include:
