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Publications

Day Pitney attorneys regularly draft client alerts, articles and treatises that deal with legal issues facing emerging companies and venture investors. Below are links to recent helpful written materials. If you would like to receive these materials via email on a regular basis, click here.

"Custody Rule" Information Delays Lead to Enforcement against Investment Adviser
November 4, 2014
SEC Ratchets Up Enforcement of Cybersecurity Compliance
April 22, 2014
SEC Grants Relief to M&A Brokers from Broker-Dealer Registration
February 7, 2014
So You Want to Be a Crowdfunding Portal? Top 10 Traps for the Unwary
January 10, 2014
Proposed Crowdfunding Rules: The Storm Before the Calm?
October 25, 2013
Facebook Eases Rules for Running Promotions on Brand Pages
September 3, 2013
Doing Business in CT: Failure to Register Proves Costly
July 23, 2013
SEC Makes Fundamental Changes to Private Capital-Raising Rules
July 15, 2013
Increased SEC Focus on Broker-Dealer Registration Issues for Private Fund Managers
April 12, 2013
SEC Proposes Rules to Allow General Solicitation and Advertising in Rule 506 and Rule 144A Securities Offerings
August 31, 2012
JOBS Act - On Regulation A, Regulation D and Crowdfunding Provisions
April 19, 2012
IPO On-Ramp: Analysis and Open Issues
April 18, 2012
Congress Passes JOBS Bill for Emerging Growth Companies
March 27, 2012
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