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Publications

Day Pitney attorneys regularly draft client alerts, articles and treatises that deal with legal issues facing emerging companies and venture investors. Below are links to recent helpful written materials. If you would like to receive these materials via email on a regular basis, click here.

"Custody Rule" Information Delays Lead to Enforcement against Investment Adviser
November 4, 2014
SEC Grants Relief to M&A Brokers from Broker-Dealer Registration
February 7, 2014
So You Want to Be a Crowdfunding Portal? Top 10 Traps for the Unwary
January 10, 2014
Proposed Crowdfunding Rules: The Storm Before the Calm?
October 25, 2013
Facebook Eases Rules for Running Promotions on Brand Pages
September 3, 2013
Doing Business in CT: Failure to Register Proves Costly
July 23, 2013
SEC Makes Fundamental Changes to Private Capital-Raising Rules
July 15, 2013
Increased SEC Focus on Broker-Dealer Registration Issues for Private Fund Managers
April 12, 2013
SEC Proposes Rules to Allow General Solicitation and Advertising in Rule 506 and Rule 144A Securities Offerings
August 31, 2012
JOBS Act - On Regulation A, Regulation D and Crowdfunding Provisions
April 19, 2012
IPO On-Ramp: Analysis and Open Issues
April 18, 2012
Congress Passes JOBS Bill for Emerging Growth Companies
March 27, 2012
New Jersey Hartford Stamford Greenwich New Haven West Hartford Boston
New York Washington, DC Providence Boca Raton Miami West Palm Beach

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This website may use cookies, pixel tags and other passive tracking technologies, including Google Analytics, to improve functionality and performance. For more information, see our Privacy Policy. By using our website, you are consenting to our use of these tracking technologies. You can alter the configuration of your browser to refuse to accept cookies, but if you do so, it is possible that some areas of web sites that use cookies will not function properly when you view them. To learn more about how to delete and manage cookies, refer to the support instructions for each browser (e.g., see AllAboutCookies.org). You may locate Google Analytics' currently available opt-outs for the web here.