Shareholder and Securities Litigation
"Very thorough, great communication and excellent legal experience." "Tremendous counsel with a great track record - they are a cut above the rest."
2013, NJ and CT Litigation: General Commercial
Day Pitney is a leader in securities litigation, including securities class actions and derivative litigation, securities arbitration, regulatory enforcement proceedings and white collar criminal prosecutions. Public and private companies and their officers and directors, broker-dealers, investment advisors and accounting firms count on our defense strategies for major securities fraud litigations, including many subject to the Private Securities Litigation Reform Act of 1995.
Our securities litigation team has tried class actions under Sections 10(b) and 20(a) of the Securities Exchange Act and has represented officers and directors in putative class actions. We defend corporations and individuals in derivative actions in state and federal courts, and also help them deal with NYSE, NASD, SEC and state investigations and enforcement actions.
Both suitors and targets have sought our counsel in corporate control contests, and individual and institutional investors have relied on us for representation in fraud and derivative claims arising out of failed investments.
Day Pitney has broad experience in the full variety of litigation arising under the securities laws and regulations, including: