Publications



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May 1, 2010
Securities Subcommittee of the White Collar Criminal Litigation Committee, Federal and Commercial Litigation Section, New York State Bar Association 		Criminal Prosecutorial Discretion in Insider Trading Cases: Let's Look at the Numbers

March 1, 2010
ABA Criminal Litigation Newsletter 		SEC v. Bank of America: Back to the Drawing Board
Authors: Jeffrey Plotkin, Doreen Klein

March 16, 2009
Compliance Week 		Jim Bowers Featured in Compliance Week On Corporate Director Liability

February 1, 2009
The Metropolitan Corporate Counsel 		Enterprise Risk Management Provides Protection Against S&P Credit Rating Downgrade
Authors: James E. Bowers

October 6, 2008
Connecticut Law Tribune 		David J. Elliott and Michael G. Considine Quoted in Connecticut Law Tribune, "Analytical, Thorough, Diligent"

October 1, 2007
 "Responding To SRO Market Surveillance Inquiries Into Potential Insider Trading," The Metropolitan Corporate Counsel, October 2007
Authors: Edgardo Ramos, Jeffrey Plotkin

January 4, 2006
 "The Act-Of-Production Privilege in SEC Proceedings," The Review of Securities & Commodities Regulation, Vol. 39, No. 1, January 4, 2006
Authors: Jeffrey Plotkin, Lorraine M. Bellard

December 19, 2005
 SEC Enforcement Actions: Show Me the Money
Authors: Jeffrey Plotkin

August 15, 2003
 The Tipper Benefit Test Under the Misappropriation Theory
Authors: Jeffrey Plotkin